Panoramix lands two Wealthies finalist spots for SEC audit and AI tools

Panoramix was named a finalist in two categories of the 2026 Wealth Management Industry Awards for its SEC audit automation tool and FacetAI workflow assistant. The recognition puts a spotlight on advisor software that aims to reduce compliance friction and streamline day-to-day work ahead of the Sept. 10 winners announcement in New York City.

Why it matters: - Panoramix is getting industry attention for tools aimed at two recurring advisor pain points: SEC audit preparation and workflow efficiency. - The recognition could help the firm position its platform as a practical operations layer for RIAs and independent financial advisors. - The Wealthies finalists often signal which wealthtech products are gaining traction with firms trying to modernize back-office work.

What happened: - Panoramix was named a finalist in two categories of the 2026 Wealth Management Industry Awards, known as the Wealthies. - The company was recognized in Business Support Systems for its One Click SEC Audit Survival Solution. - Panoramix was also recognized in Artificial Intelligence > Workflow Automation for Panoramix FacetAI Integrated AI Agents. - Winners will be announced at a gala in New York City on Sept. 10, 2026.

The details: - Panoramix added the SEC Audit automation tool in December 2025. - The tool is designed to help advisors respond to SEC audit requests and data extraction requirements. - Users select a month and year, then click one button to generate the requested spreadsheet output. - The tool extracts the data elements requested in a standard SEC audit initial request in the required format. - Early users reported a high degree of satisfaction, with nearly 93% rating the feature 5 out of 5, said Joe Lucking, director of operations. - FacetAI is built on a flexible AI agent framework designed to support advisor workflows. - The first three FacetAI agents focus on help, navigation and billing. - Advisors can use voice or keyboard commands to access support, navigate the platform and execute tasks. - FacetAI rolled out in the March 19, 2026 release. - Panoramix includes FacetAI at no additional cost. - Chris Hastings, CEO of Panoramix, said the finalist designations reflect ongoing investment in practical enhancements that help advisors work more efficiently. - Panoramix provides portfolio management, billing and performance reporting solutions for RIAs and independent financial advisors. - Panoramix was developed in 2013 by Sapphire Software Services, Inc. - The platform is multi-custodial and built to integrate into an existing tech stack. - Panoramix has been recognized as a Kitces’ Best Value in 2023. - Panoramix has been a top performer on the T3 Inside Information Survey for eight straight years, from 2019 through 2026. - More information is available on Panoramix’s website.

Between the lines: - The finalist nods suggest wealthtech buyers are rewarding tools that cut administrative work, not just flashy AI branding. - Panoramix is pairing compliance automation with embedded AI support, which may appeal to firms looking to consolidate vendors. - The Wealthies judging focus on innovations that change daily advisor activity, which fits Panoramix’s pitch around operational efficiency.

What’s next: - The Wealth Management Industry Awards winners will be selected by the judging panel led by Wealth Management director of editorial strategy and operations David Armstrong. - Final winners will be revealed at the Sept. 10 gala in New York City. - Panoramix is likely to continue leaning on the finalist recognition as it markets its SEC audit and FacetAI features to advisors.

The bottom line: - Panoramix is using the Wealthies spotlight to validate a product strategy centered on automation, compliance support and advisor workflow tools.